Legal Information

Regulatory Disclaimer

Corporate Fuel provides independent financial advice on mergers, acquisitions, financings, restructurings, capital raisings and similar corporate finance matters. Corporate Fuel is not a retail broker-dealer. Corporate Fuel does not conduct underwriting activities, provide research or analyst reports or solicit or carry accounts for, or offer or sell securities products to, retail customers. Corporate Fuel and Corporate Fuel Partners are trade names for Corporate Fuel Advisors, LLC and its wholly owned affiliate Corporate Fuel Securities, LLC, a SEC-registered broker dealer and is regulated by the Financial Industry Regulatory Authority, Inc. as a FINRA Member Firm ( and SIPC ( Corporate Fuel conducts all securities-related transactions through Corporate Fuel Securities, LLC.

Business Continuity Disclosure

In accordance with FINRA Rule 4370, Corporate Fuel Securities, LLC has developed a business continuity plan as part of our ongoing contingency planning efforts to mitigate the impact of business interruptions. Since the timing and impact of disasters and disruptions is unpredictable, we must be flexible in responding to actual events. With that in mind, we are providing you summary information concerning our business continuity plan.

Corporate Fuel Securities, LLC plans to quickly recover and resume business operations after a business disruption by safeguarding our employees’ lives and firm property, making a financial and operational assessment, protecting Corporate Fuel Securities, LLC’s books and records and allowing our customers to transact business as permitted. Our business continuity plan is designed to permit Corporate Fuel Securities, LLC to resume operations as quickly as possible, given the scope of the business disruption.

Our business continuity plan addresses: data back-up and recovery; mission critical systems; financial and operational assessments; alternative communications with clients, regulators and employees; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; and regulatory reporting.

A business disruption can affect only our firm, a single building housing of our firm, the business district where our firm is located or a broader region. The severity of the disruption can vary from minimal to severe within each of these areas. In any situation, we plan to continue in business, and notify you through our website or our main number 212-260-2743 on how to contact us.

The business continuity plan is reviewed periodically, and subject to modification.

Customer Identification Program

Under Section 326 of the USA PATRIOT Act, Corporate Fuel Securities, LLC is required to verify the identity of its clients. Corporate Fuel Securities, LLC utilizes the services of outside vendors to assist us with this government-mandated requirement. We appreciate your patience and understanding with our compliance efforts.

Privacy Policy

Corporate Fuel is committed to protecting the privacy of its clients and users of this website. We do not disclose any confidential information obtained about our clients, except as required or permitted by law or regulation. We are committed to preserving the confidentiality and security of our client’s information and maintain physical, electronic and procedural protections to guard against such inadvertent disclosure.

Legal Information

By using this website, you are agreeing to be legally bound by the following terms. We reserve the right to amend these terms.

Corporate Fuel and its affiliates provides this website, together with its contents and all sub-websites, for your informational purposes only.

The information, products and services on this website are provided on an "AS IS," "WHERE IS" and "WHERE AVAILABLE" basis. Corporate Fuel does not warrant the information or services provided herein or your use of this website generally, either expressly or impliedly, for any particular purpose and expressly disclaims any implied warranties or fitness for a particular purpose. Corporate Fuel will not be responsible for any loss or damage that could result from interpretation by third parties of any information or services made available to you via this website. Although the information provided to you on this website is obtained or compiled from sources we believe to be reliable, Corporate Fuel cannot and does not guarantee the accuracy, validity, timeliness or completeness of any information or data made available. Neither Corporate Fuel, nor any of its affiliates, officers or employees, nor any third party vendor, will be liable or have any responsibility of any kind for any loss or damage that you incur in the event of any failure or interruption of this website, or resulting from the act or omission of any other party involved in making this website, the data contained herein or the products or services offered on this website available to you, or from any other cause relating to your access to, inability to access, or use of the website or these materials, whether or not the circumstances giving rise to such cause may have been within the control of Corporate Fuel or of any vendor providing software or services. In no event will Corporate Fuel or any such parties be liable to you, whether in contract or tort, for any direct, special, indirect, consequential or incidental damages or any other damages of any kind even if Corporate Fuel or any other such party has been advised of the possibility thereof. This limitation on liability includes, but is not limited to, the transmission of any viruses which may infect a user's equipment, failure of mechanical or electronic equipment or communication lines, telephone or other interconnect problems (e.g., you cannot access your internet service provider), unauthorized access, or theft. Corporate Fuel cannot and does not guarantee continuous, uninterrupted or secure access to the website.

None of the information contained in this website constitutes a recommendation, solicitation or offer by Corporate Fuel or its affiliates to buy or sell any securities, futures, options or other financial instruments of any person or provide any investment advice or service.

Proprietary Rights

All right, title and interest in this website and any content contained herein is the exclusive property of Corporate Fuel, except as otherwise stated. Unless otherwise specified, this website is for personal and non-commercial use only. You may not modify, copy, distribute, transmit, display, perform, reproduce, publish, license, frame, create derivative works from, transfer, or otherwise use in any other way for commercial or public purposes in whole or in part any information, software, products or services obtained from this website, except for the purposes expressly provided herein, without Corporate Fuel's prior written approval. If you copy or download any information or software from this website, you agree that you will not remove or obscure any copyright or other notices or legends contained in any such information.

Corporate Fuel, the Corporate Fuel logo and other Corporate Fuel trademarks and service marks referenced herein are trademarks and service marks of Corporate Fuel. The names of other companies and third-party products or services mentioned herein may be the trademarks or service marks of their respective owners. You are prohibited from using any marks for any purpose without the written permission of Corporate Fuel or such third party, which may own the marks.

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10 East 40th Street
Suite 3210
New York, NY 10016


Phone: 212.260.2743
Fax: 212.260.2748